-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGexUFqIKmlz8gBkEPeiuanEYu1DLRLI+eWOB7w/ESGAxJFLJLPZNqBMufVzNdm1 g4ZmIpb6iCGlAhzWIZuYlw== 0000950131-98-001422.txt : 19980302 0000950131-98-001422.hdr.sgml : 19980302 ACCESSION NUMBER: 0000950131-98-001422 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980227 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELDER BEERMAN STORES CORP CENTRAL INDEX KEY: 0000032020 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 310271980 STATE OF INCORPORATION: OH FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53669 FILM NUMBER: 98553169 BUSINESS ADDRESS: STREET 1: 3155 ELBEE RD CITY: DAYTON STATE: OH ZIP: 45439 BUSINESS PHONE: 9372962700 MAIL ADDRESS: STREET 1: 3155 EL BEE ROAD CITY: DAYTON STATE: OH ZIP: 45439 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF MONTREAL \IL\ CENTRAL INDEX KEY: 0001018949 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 134941092 STATE OF INCORPORATION: CA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 115 S LA SALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127504300 MAIL ADDRESS: STREET 1: 115 S. LA SALLE STREET STREET 2: 12TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 SC 13G 1 SCHEDULE 13G FOR HARRIS TRUST & SAVINGS BANK UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Elder-Beerman Stores Corporation ------------------------------------ (Name of Issuer) Common Stock ------------------------------------ (Title of Class of Securities) 284470101 ----------- (CUSIP Number) * Date of Event which requires filing of this Statement: 20 Feb. 1998. *[*] This Schedule 13G is filed pursuant to Rule 13d-1(c)* Check the following box if a fee is being paid with this statement. [_] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- --------------------- CUSIP NO. 284470101 13G PAGE 1 OF 3 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bank of Montreal Tax ID: 13-4941092 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Canada - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 707,211 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 707,211 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 707,211 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.70% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 * "Passive Investor" under Rule 13d-1(c) * - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Date: 27 Feb. 1998 ------------ Page 2 of 3 Item 1(a) Name of Issuer: Elder-Beerman Stores Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 3155 Elkee Road Dayton, OH 45439 Item 2(a) Name of Person Filing: Bank of Montreal Item 2(b) Address of Principal Business Office: 115 S. LaSalle St. 12th Floor Chicago, IL 60603 Item 2(c) Citizenship: Canada Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 284470101 Item 3. This statement is filed pursuant to Rule 13d-1(c) [X] Item 4. Ownership: (a) Amount Beneficially Owned: 707,211 Date: 27 Feb. 1998 ------------ Page 3 of 3 (b) Percent of Class: 5.70% (c) Number of shares as to which each person has: (i) sole power to vote or to direct the vote 707,211 (ii) shared power to vote or to direct the vote -- (iii) sole power to dispose or to direct the disposition 707,211 (iv) shared power to dispose or to direct the disposition of -- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [_] N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of a Group N/A Item 10. Certification required pursuant to Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Date: 27 Feb. 1998 - ---- Signature: /s/ Peter C. Vaky - --------- Name/Title: Managing Director - ---------- -----END PRIVACY-ENHANCED MESSAGE-----